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Home > The Nasdaq Stock Market Rule Filings
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Rule Filings
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rulebook-rulefilings-bsecc-2023rulebook-rulefilings-bsecc-2023
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-BSECC-2023-001
Notice & Approval
 A proposed rule change regarding a stockholders' agreement by and among the Exchange's parent corporation, Nasdaq, Inc., Adenza Parent, LP, a Delaware limited partnership, and the other parties thereto. Approved Yes 9/5/2023 8/15/2023
rulebook-rulefilings-bsecc-2022rulebook-rulefilings-bsecc-2022
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-BSECC-2022-001
Resubmission
Notice & Approval		 A proposed rule change to amend the Amended and Restated Certificate of Incorporation of its parent corporation, Nasdaq, Inc., to increase Nasdaq’s authorized share capital. Approved Yes 6/23/2022 6/2/2022
rulebook-rulefilings-bsecc-2016rulebook-rulefilings-bsecc-2016
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-BSECC-2016-001
Notice
Amendment 1
Approval
 A proposed rule change with respect to amendments of the By-Laws of its parent corporation, Nasdaq, Inc., to implement proxy access. Approved Yes 10/26/2016 10/5/2016
rulebook-rulefilings-bsecc-2015
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-BSECC-2015-002
Amendment 1
Notice
Approval
 A proposed rule change with respect to amendments of the By-Laws of its parent corporation, Nasdaq, Inc., to revise the requirements regarding Director classifications. Approved Yes 1/28/2016 1/7/2016
SR-BSECC-2015-001
Notice
Approval
 A proposed rule change with respect to amendments of the Amended and Restated Certificate of Incorporation and By- Laws of its parent corporation The NASDAQ OMX Group, Inc. to change the name of the parent to Nasdaq, Inc. Approved Yes 6/24/2015 6/3/2015
rulebook-rulefilings-bsecc-2014
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-BSECC-2014-001
Notice
Approval
 A proposed rule change with respect to amendments of the Amended and Restated Certificate of Incorporation (the "Charter") and By-Laws (the "By-Laws") of its parent corporation, The NASDAQ OMX Group, Inc. ("NASDAQ OMX" or the "Company"). Approved Yes 10/16/2014 9/25/2014
rulebook-rulefilings-bsecc-2013
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-BSECC-2013-001
Resubmission
Notice
Approval
 A proposed rule change with respect to amendments of the Restated Certificate of Incorporation (the "Charter") and By-Laws (the "By-Laws") of its parent corporation, The NASDAQ OMX Group, Inc. ("NASDAQ OMX" or the "Company"). Approved Yes 1/2/2014 12/12/2013
rulebook-rulefilings-bsecc-2012
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-BSECC-2012-002
Notice
Approval
 A proposed rule change with respect to the amendment of the by-laws of its parent corporation, The NASDAQ OMX Group, Inc. Approved Yes 1/23/2013 1/2/2013
SR-BSECC-2012-001
Notice
Approval
 A proposed rule change with respect to the amendment of the by-laws of its parent corporation, The NASDAQ OMX Group, Inc. Approved Yes 8/17/2012 7/27/2012
 
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