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Contact For Questions about By Phone or Email
LISTINGS
Listing Center Support Desk Problems Logging In and Other Technical Questions +1 301 978 8001
Listing Qualifications Application Process, Initial Listing Standards
Continued Listing Requirements, Deficiency Process
Rule Interpretation Requests, Corporate Governance Requirements
Listing of Additional Shares
+1 301 978 8008
listingapplications@nasdaq.com
continuedlisting@nasdaq.com
staffinterpretations@nasdaq.com
las@nasdaq.com
Hearings Department Hearing Requests and Process +1 301 978 8203
Market.IntelligenceDesk@nasdaq.com
Symbol Reservation Team Reserving or changing a symbol for trading on The Nasdaq Stock Market
+1 212 231 5530
symbol.reservation@nasdaq.com
EXCHANGE TRADED PRODUCTS
Listing Qualifications - Initial and Continued Listings ETP Listing Applications (including switched from other exchanges)
ETP initial and continued listing standards and processes
Ben Haskell
Director, ETP Regulation
+1 301 978 8092
benjamin.haskell@nasdaq.com
ETP Listing Services and Sales ETP Listings
Benefits of a Nasdaq Liquidity Programs
Paul Roland
Head of ETP Listings & Services
+1 215 496 5209
paul.roland@nasdaq.com
Office of General Counsel ETP Rule Filings
Jonathan Cayne
Senior Associate General Counsel
+1 301 978 8493
jonatha.cayne@nasdaq.com
INVESTIGATIONS AND ENFORCEMENT
Investigations and Enforcement Tips and Complaints, Nasdaq's investigatory and disciplinary process Enforcement Hotline
+1 301 978 8310
enforcement@nasdaq.com
SURVEILLANCE
MarketWatch Disclosure of Material News, Company Press Releases, Regulation FD Compliance, Trading Halts +1 301 978 8500 or +1 800 537 3929
nasdaqmarketwatch@nasdaq.com
Market Regulation Member Firm Conduct and Trading Rules RegulationQuestions@nasdaq.com
SUPPORT SERVICES
Corporate Communications General Press and Photo Inquiries CorporateCommunications@nasdaq.com
Corporate Data Operations Stock Splits/Dividends, Company Reorganizations, Name and Symbol Changes +1 203 926 3501 or + 1 877 308 0523
nasdaqreorgs@nasdaq.com
Corporate Services Products and Services, including Boardvantage                            corporatesolutions@nasdaq.com
Finance Customer Response Team Payments and Invoices +1 301 978 4960 or +1 800 955 3898
ndqbilling@nasdaq.com
Market Intelligence Desk (MID) The overall marketplace, realtime quotes, trading analysis, and MID reports +1 646 344 7800
Market.IntelligenceDesk@nasdaq.com
Broker-Dealer Membership Services Applications for membership, Registration requirements, On-going member support + 1 215 496 5322
membership@nasdaq.com

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