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1- 9 of 9
Search Results for:
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Ordering of Search Results
When searching across multiple libraries:
FAQs will appear in alphabetical order by category and sub-category
Listing Council Decisions will appear in reverse chronological order by year.
Staff Interpretations will appear in reverse chronological order by year
When searching using keywords:
Results are returned in order of term frequency (i.e., the number of times the keywords appear in the material).
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Libraries:
FAQs - Listings
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Filters:
Listing Information; Transfer Between Nasdaq Markets
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Identification Number
1081
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The Nasdaq Global Select Market is a tier of The Nasdaq Stock Market LLC, which has the highest initial listing standards of any stock market in the world. Companies listed on the Global Select Market must meet financial and liquidity requirements and satisfy corporate governance and disclosure requirements on both an initial and ongoing basis.
The same continued listing requirements apply to companies on the Nasdaq Global Select Market and the Nasdaq Global Market.
The Nasdaq Global Market, including the Nasdaq Global Select segment, is the successor to the Nasdaq National Market. As such, Nasdaq believes that all securities listed on the Nasdaq Global Market, including those on the Nasdaq Global Select Market, are ''covered securities,'' as that term is defined in Section 18(b) of the Securities Act of 1933.
At any time, a company currently listed on the Nasdaq Global Market can submit a transfer application to move its securities to the Nasdaq Global Select. There are no application or entry fees associated with this application, which is available electronically through the Listing Center.
For detailed information on Nasdaq listing standards see the Initial Listing Guide and the Continued Listing Guide.
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Publication Date*:
11/21/2013
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Identification Number:
1081
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Identification Number
469
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A company listed on the Nasdaq Capital Market must meet all initial listing qualifications, including the $4.00 bid price, in order to qualify for listing on the Nasdaq Global Market or the Nasdaq Global Select Market. This would include a company that transferred its listing to the Nasdaq Capital Market in order to obtain additional time to regain compliance with the $1 bid price requirement.
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Publication Date*:
7/31/2012
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Identification Number:
469
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Identification Number
467
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Nasdaq Capital Market companies transferring to either the Global Market or the Global Select Market are not required to pay application or entry fees provided that the issuer listed on the Nasdaq Capital Market prior to January 1, 2007, or the issuer listed on the Nasdaq Capital Market on or after January 1, 2007 and did not qualify for the Nasdaq Global Market at the time of its initial listing on the Nasdaq Capital Market. Any other company that transfers its listing from the Nasdaq Capital Market to the Nasdaq Global Market must pay the applicable entry fees, but will receive a credit for the entry fees previously paid to list on the Nasdaq Capital Market. There is no application fee.
The company is subject to the pro-rated portion of the Nasdaq Global Market annual fee. The company will receive a separate invoice for the annual fee, which will be adjusted to reflect the company's unused pro-rated portion of the Nasdaq Capital Market annual fee.
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Publication Date*:
1/22/2024
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Identification Number:
467
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Identification Number
470
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Generally, to transfer its securities, the company, except for a SPAC that listed under the Alternative Initial Listing Requirements in Listing Rule 5406, must meet all of the continued listing criteria for the Nasdaq Capital Market. However, a company listed on the Nasdaq Global Market that is seeking a second 180-day compliance period to regain compliance with the bid price requirement must meet the continued listing requirement for the market value of publicly held shares requirement and the applicable initial listing requirements, other than bid price, for the Nasdaq Capital Market.
A SPAC that listed on the Nasdaq Global Market under the Alternative Initial Listing Requirements in Listing Rule 5406 must meet the initial listing criteria to transfer its securities to the Nasdaq Capital Market.
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Publication Date*:
12/20/2021
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Identification Number:
470
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Identification Number
474
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Yes. A company in this situation can submit a transfer application provided that it meets the continued listing requirements for the Nasdaq Capital Market. If the company's initial 180 day compliance period has not expired, the company will be afforded the balance of the initial 180-day compliance period. In order for the company to be eligible for an additional 180-day compliance period on the Capital Market, the company must meet the minimum $1 million market value of publicly held shares requirement and all of the Capital Market's other initial listing criteria, excepting bid price, upon the expiration of the initial 180-day compliance period. Accordingly, if such expiration is imminent, Nasdaq Staff may not approve the transfer application if the company does not meet these standards. The company should contact its Listing Qualifications analyst via phone at +1 301 978 8008 to discuss this matter, including the Hearings process and the amount of time necessary to complete the application prior to a hearing.
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Publication Date*:
7/31/2012
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Identification Number:
474
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Identification Number
475
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There is a $5,000 application fee associated with a transfer from the Nasdaq Global Select Market or the Nasdaq Global Market to the Nasdaq Capital Market. However, there is no additional entry fee associated with such a transfer.
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Publication Date*:
7/31/2012
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Identification Number:
475
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Identification Number
476
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No. If a Company transfers its listing from the Global or Global Select Market to the Capital Market, it will not owe any additional annual fee for the Capital Market, nor shall it receive any credit or offset of the portion of the annual fee paid or assessed for the prior market. Please see Listing Rule 5920(b)(3)(D).
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Publication Date*:
1/7/2022
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Identification Number:
476
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Identification Number
477
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If the company attended a hearing and the Panel's decision was to transfer the company's securities to the Nasdaq Capital Market, the Panel's decision letter will include the date of the transfer. Generally, the date of the transfer will be within two business days of the Panel's decision letter.
If the company received a Staff Determination Letter to delist and decides to transfer its securities to the Capital Market rather than request a hearing, the transfer application must be received no later than seven calendar days after the date of the Staff Determination Letter. The transfer will occur within nine calendar days of the date of the Staff Determination Letter and is contingent upon the completion of the application review and approval process.
Otherwise, if a company, that is not the subject of a hearing and has not received a Staff Determination Letter, voluntarily chooses to transfer to the Nasdaq Capital Market, the transfer will generally occur within nine calendar days following receipt of the transfer application.
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Publication Date*:
7/31/2012
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Identification Number:
477
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Identification Number
478
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No. Frequently, it may take the company several days to gather the necessary information on certain items. The company may submit the transfer application and listing agreement first and then follow-up with the supporting documentation within a few days, particularly if the company attended a Hearing and has a definitive deadline for submitting the transfer application. Submitting the information available allows Nasdaq to begin the review process at the time of application.
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Publication Date*:
7/31/2012
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Identification Number:
478
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