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Libraries:   FAQs - Market Regulation
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Frequently Asked Questions
  How does a market participant submit an equity trade Clearly Erroneous filing to MarketWatch?
Identification Number 1618
A Clearly Erroneous trade filing must be transmitted online or via facsimile to MarketWatch within a certain time period, depending on when the alleged erroneous trade was executed.
Specifically:
    • An Erroneous trade filing must be transmitted online or via facsimile to MarketWatch within 30 minutes of the time the alleged erroneous trade was executed.
    • Additional time to file is given for an "Outlier Transaction". In the case of an Outlier Transaction, a Nasdaq official may at its sole discretion, and on a case-by-case basis, consider requests received pursuant to this rule after 30 minutes, but not longer than 60 minutes after the execution time of the transaction in question, depending on the facts and circumstances surrounding such request.
To view the Clearly Erroneous Filing Electronic Submission online, click here.
 
Publication Date*: 6/26/2018 Mailto Link Identification Number: 1618
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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