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2000A. Business Conduct
2310A. Direct Participation Programs

(a) Exchange Members and their associated persons shall comply with FINRA Rule 2310 as if such Rule were part of the Rules of the Exchange.

(b) For purposes of this Rule 2310A:

(1) references to amounts fixed by the Board of Governors with respect to noncash compensation arrangements shall be construed to reflect the policy of the Exchange with respect to the application of Rule 2310A,

(2) references to "procedures established by the FINRA" and "FINRA Rules" shall be construed as references to "Rules of the Exchange", and

(3) for purposes of this Rule only, Exchange members and their associated persons shall comply with applicable provisions of FINRA Rule 5110 as if such Rule were part of the Rules of the Exchange, and references to the "Corporate Financing Department" shall be construed as references to FINRA's Corporate Financing Department.

(c) Pursuant to the Rule 9600 Series, the Exchange may exempt any member from the provisions of this Rule for good cause shown.

Adopted Dec. 23, 2008 (SR-BSE-2008-48); renumbered and amended Jan. 5, 2010 (SR-BX-2010-003), operative February 4, 2010.

 
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