Board Diversity
Reference Library - Advanced Search


** To make multiple selections, select the first criterion and then press and hold the Ctrl Key **
1- 1 of 1 Search Results for:
Libraries:   FAQs - Listings
Filters:   Hearings and Appeals; All
Search   Clear

Expand All Printer Friendly View Mailto Link 
Page: 1 of 1
Frequently Asked Questions
  If a company is delisted from the Nasdaq Stock Market, what are some alternatives?
Identification Number 451
A company that is delisted by Nasdaq may be eligible for quotation on FINRA's Over-the-Counter Bulletin Board (the OTCBB) if a market maker makes application to register and quote the security in accordance with SEC Rule 15c2-11, and such application (a Form 211) is cleared. Only a market maker, not the company, may file a Form 211. For more information on the OTCBB, see Late filers cannot have their securities quoted on the OTCBB until the filings are current. There are other unregulated markets where the company may be quoted if it cannot qualify for quotation on the OTCBB.
Publication Date*: 7/31/2012 Mailto Link Identification Number: 451
Page: 1 of 1
App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc.