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Frequently Asked Questions
  What are a company's filing obligations with Nasdaq?
Identification Number 369
The company must comply with the SEC or other federal or state regulatory authority filing obligations. If the company does not submit its filings via the SEC's EDGAR system, then it is required to submit two copies to Nasdaq's Listing Qualifications or email an electronic version of the report to The company should refer to Listing Rules 5250(c) and 5250(d).
Publication Date*: 7/31/2012 Mailto Link Identification Number: 369
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