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Frequently Asked Questions
  What corporate actions require a change in the CUSIP number?
Identification Number 2
The CUSIP number is assigned to each issue and may need to be changed when there is a:
    • Change in company name;
    • Reorganization;
    • Merger;
    • Forward stock split, when payable upon surrender of certificates;
    • Reverse stock split; or
    • Emergence from bankruptcy.
The company should contact the CUSIP Service Bureau directly at +1 212 438 6565 for guidance regarding whether or not a new CUSIP number is needed and to secure the new number.

The company must notify Nasdaq about the change and should review Continued Listing Guide regarding the submission of the applicable Notification and supporting documentation. The company should contact Corporate Data Operations at +1 203 926 3501, +1 877 308 0523 or via email at if it has any questions regarding the notification process.

Please note that Nasdaq does not assess a fee for a change in the CUSIP number or any other corporate action.
Publication Date*: 11/30/2017 Mailto Link Identification Number: 2
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