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Frequently Asked Questions
  What happens to a fund that is listed pursuant to a product specific rule filing once the fund is eligible to operate under Rule 6c-11 and elects to list on Nasdaq under Rule 5704?
Identification Number 1739

The SEC will withdraw the existing approval order and the fund will become subject to the requirements of Rule 6c-11 and Nasdaq Rule 5704.

Publication Date*: 4/10/2020 Mailto Link Identification Number: 1739
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