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Frequently Asked Questions
  What types of ETFs are eligible to be listed under Nasdaq Rule 5704?
Identification Number 1735

ETFs that meet the definition of “Exchange Traded Fund” in Nasdaq Rule 5704(a)(1)(A) are eligible to be considered for listing pursuant to Nasdaq Rule 5704. ETFs that are excluded from operating pursuant to Rule 6c-11 under the Investment Company Act of 1940 are not eligible to list under Nasdaq Rule 5704.

Publication Date*: 4/10/2020 Mailto Link Identification Number: 1735
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