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Frequently Asked Questions
  If a company listed on the Nasdaq Global Market or the Nasdaq Global Select Market receives a delisting notice for a compliance concern other than the minimum $1.00 bid price requirement, and is also in the initial 180-day compliance period for the minimum $1.00 bid price requirement, can such a company submit an application to transfer its listing to the Nasdaq Capital Market?
Identification Number 474
Yes.  A company in this situation can submit a transfer application provided that it meets the continued listing requirements for the Nasdaq Capital Market. If the company's initial 180 day compliance period has not expired, the company will be afforded the balance of the initial 180-day compliance period. In order for the company to be eligible for an additional 180-day compliance period on the Capital Market, the company must meet the minimum $1 million market value of publicly held shares requirement and all of the Capital Market's other initial listing criteria, excepting bid price, upon the expiration of the initial 180-day compliance period. Accordingly, if such expiration is imminent, Nasdaq Staff may not approve the transfer application if the company does not meet these standards. The company should contact its Listing Qualifications analyst via phone at +1 301 978 8008 to discuss this matter, including the Hearings process and the amount of time necessary to complete the application prior to a hearing.
 
Publication Date*: 7/31/2012 Mailto Link Identification Number: 474
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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