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Frequently Asked Questions
  May a company submit an incomplete LAS Notification?
Identification Number 391
Yes. Nasdaq encourages companies to submit the LAS Notification as soon as possible, even if all information to complete the notification is not yet known. If an incomplete notification is submitted, the company must provide an update when the terms of the issuance are determined. However, the Nasdaq Analyst assigned to review the form will not be able to begin reviewing the form until substantive deal terms and draft documents are uploaded. In addition, the Nasdaq Analyst will not be able to complete reviewing the form until final deal documents are uploaded and all of the required fields are filled in.
Publication Date*: 7/9/2020 Mailto Link Identification Number: 391
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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