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Frequently Asked Questions
  For companies that have been cited for failure to meet the stockholders' equity requirement, what is an example of a plan of compliance that has not been accepted by Nasdaq?
Identification Number 368
A company listed on the Nasdaq Global Market stated that it was pursuing a potential convertible note offering of between $20 million and $30 million to be completed before the end of the year, followed by an equity offering of up to $30 million. The company was not able to complete the convertible note offering in the near term and did not provide definitive documentation, for either transaction.
Publication Date*: 7/31/2012 Mailto Link Identification Number: 368
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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