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Frequently Asked Questions
  How can a company rely on the COVID-19 exception to shareholder approval requirements?
Identification Number 1740

On May 1, 2020, Nasdaq adopted Rule 5636T, operative through, and including, June 30, 2020, to provide listed companies with a temporary exception from certain shareholder approval requirements. A Company must submit an application to Nasdaq’s Listing Qualifications Department demonstrating that the transaction satisfies the requirements in Rule 5636T and must provide the Notification Form: Listing of Additional Shares (“LAS Form”) required by Rules 5250(e)(2) and 5636T(b)(5)(A) as promptly as possible, but no later than the time of the public announcement required by Rule 5636T(d) and in no event later than June 30, 2020.  See Nasdaq’s Rule Filing and the LAS Form COVID-19 Supplemental Instructions.

Publication Date*: 5/4/2020 Mailto Link Identification Number: 1740
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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