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Frequently Asked Questions
  If my PHLX broker dealer has a change in its business operation, whom do I notify?
Identification Number 1608

Broker dealers designated to PHLX for regulatory responsibility are required to submit written notification of a change in business operation at least 10 business days prior to the change pursuant to PHLX Rule 610.  Written notice should be submitted to the Nasdaq Membership Department at membership@nasdaq.com.

Publication Date*: 8/22/2019 Mailto Link Identification Number: 1608
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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