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Frequently Asked Questions
  How does the Review Council reach a decision?
Identification Number 1601

A Subcommittee or, if applicable, an Extended Proceeding Committee, will present a recommended decision in writing to the Review Council before the meeting of the Review Council at which the disciplinary proceeding shall be considered.  See Rule 9345 (contained within Nasdaq General 5).

Publication Date*: 1/16/2020 Mailto Link Identification Number: 1601
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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