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Frequently Asked Questions
  What are the ETP continued listing standards and where can they be found?
Identification Number 1463

The continued listing standards require ETPs listed on Nasdaq to maintain compliance with certain listing standards related to the composition of the ETP's underlying index, portfolio or reference assets on a continuous basis. Previously, these standards generally were only reviewed upon initial listing.  The standards also clarify that issuers of ETPs are subject to Nasdaq's rules requiring prompt notification to Nasdaq when the issuer becomes aware of non-compliance with the listing requirements. The continued listing standards for ETPs are contained in the Nasdaq Rule 5700 series.

Publication Date*: 10/16/2019 Mailto Link Identification Number: 1463
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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