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Frequently Asked Questions
  Does the All-Inclusive Annual Listing Fee program include Linked Securities, SEEDS, Other Securities or Exchange Traded Products?
Identification Number 1127
No. The All-Inclusive Annual Listing Fee Program is designed for companies that list securities described in Nasdaq's general equity fee schedule. Linked Securities, SEEDS, Other Securities listed pursuant to Rule 5730, and Exchange Traded Products are governed by separate fee schedules described in Rule 5930(b) or Rule 5940(b).
If a company lists one or more securities covered by the general equity fee schedule and one or more different securities governed by the separate fee schedules, it will be subject to the All-Inclusive Annual Listing Fee program for the securities covered by the general equity fee schedule, but must still pay the designated fees for the Other Securities. For example: A company has 100 million shares of common stock outstanding and 10 million trust preferred securities which were qualified under the Other Securities listing standard contained in Rule 5730. If the company elects to participate in the All-Inclusive Annual Fee program, it would pay an annual fee of $100,000 for its common stock plus an annual fee of $17,500 for its trust preferred securities.
Publication Date*: 11/30/2017 Mailto Link Identification Number: 1127
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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