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Frequently Asked Questions
  When should a company complete a Company Event Form?
Identification Number 1086

Companies should use the Company Event Notification form to:

  • Request name and/or symbol change
  • Report changes in place of incorporation, security title and/or par value
  • Provide notification of reverse stock split
  • Update Corporate Governance Certification and/or Listing Agreement
  • Report other types of substitution listing events, including listing a new class of securities in substitution for a previously listed class, forming a holding company that replaces a listed company, or effecting technical share for share exchanges.

To see a preview of this form, click here. The Company Event Notification form replaces both the Substitution Listing Event and Change in Company Record Forms.

Publication Date*: 8/9/2013 Mailto Link Identification Number: 1086
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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