SEC Provides Regulatory Relief for Hurricane Victims
Publication Date: October 2, 2017

The Securities and Exchange Commission announced that it is providing regulatory relief to publicly traded companies, investment companies, accountants, transfer agents, municipal advisors and others affected by Hurricane Harvey, Hurricane Irma, and Hurricane Maria. To address compliance issues caused by these hurricanes, the Commission issued an order that conditionally exempts affected persons from certain requirements of the federal securities laws for periods following the weather events, including extensions for companies to file Exchange Act annual and quarterly reports.

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