Proxy Advisory Firm Reform: Upcoming Conversation with Rep. Sean Duffy and Other Experts
Publication Date: October 26, 2017

Nasdaq, the U.S. Chamber Center for Capital Markets Competitiveness and the National Investor Relations Institute (NIRI) will host a discussion on November 8th, regarding H.R. 4015, Corporate Governance Reform and Transparency Act. This legislation was recently re-introduced by Congressman Sean Duffy and seeks to mitigate and balance the influence of proxy advisors by subjecting them to SEC registration and oversight. H.R. 4015 aims to improve the quality of proxy advisory firms; enhance the protection of investors; and foster accountability, transparency, responsiveness and competition in the proxy advisory firm industry.

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H.R. 4015 >>

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